Under Pressure, LPL Cuts Fees on Corporate RIA Platform
By Janet LevauxThe news comes on the heels of more departures of reps acquired from LPL's purchase of NPH.
November 06, 2017
Retail Investors Clamor for ETFs as Inflows Grow 19%: BroadridgeActively managed funds are falling farther and farther behind in the race for new money and new clients, Broadridge's Jeff Tjornehoj says.
November 03, 2017
Fintech Deployment Woes? Call In the ‘New Gatekeeper’ TeamThe choice of technology solution whether for CRM, planning or practice management is often fraught with peril.
November 03, 2017
Number of Advisors Going Indie Up 75% Since 2012: SchwabSchwab Advisor Services analyzed SEC registration data to determine the number of advisors who entered the independent space.
November 03, 2017
Raymond James' RIA Unit Is on a RollThe unit boosts assets 36%, topping overall AUM growth for the firm's private client group.
November 02, 2017
Platform by cleverDome Would End VPNs, Shift Data to Trusted NetworkAt t3 conferernce, cleverDome says it would eliminate the need for VPNs, seeking to move financial data off the open internet.
November 02, 2017
Advisors ‘Lagging’ in Proper Insurance Against CyberattacksAn FPA survey found that less than a third of advisors were fully prepared to manage the risks of a cyberattack.
November 02, 2017
DOL Files Official Delay of Fiduciary RuleThe delay should be approved by OMB in a week or two, lawyer Reish says. Barbara Roper doubts the complete rule will ever take effect.