SEC Releases 2018 Exam Priorities List
By Melanie WaddellExams will target circumstances in which retail investors may have been harmed, the OCIE director said.
February 02, 2018
Senate Panel to Probe SEC, CFTC Role in Virtual Currency OversightMarket regulators are reassessing whether their approach is appropriate for cryptocurrency markets.
February 01, 2018
Tax Overhaul Caused Slowdown in M&A: FA InsightM&A activity was strong in the first three quarters of 2017 but faltered in the fourth quarter.
February 01, 2018
When Marketing to Millennials, the Medium Is a Key Part of the MessageA new Cerulli report finds that social media is as important as the investment offering when targeting millennials.
February 01, 2018
Siegel Sees Correction Ahead, No Yield Curve InversionThe Wizard of Wharton outlines his 12-month predictions at TD Ameritrade's LINC 2018 conference.
February 01, 2018
Edelman, Policy Group Sound a Wake-Up Call on Retirement SecurityWith the help of the Bipartisan Policy Center and others, Ric Edelman is launching an initiative to reignite debate in Washington about retirement security.
February 01, 2018
Ignoring Blockchain ETFs Will Not Make Them Go AwayIts still too early for this technology to be written off by advisors as a investment fad thats waiting to whither away.
February 01, 2018
Ric Edelman: Vanguard, Other Bitcoin Deniers Will Eat Their WordsWe are seeing a lot of dumb statements out of Wall Street, the popular wealth manager said.