House Panel to Debate Bill to Require Investor Testing by SEC
By Melanie WaddellThe bill would require usability testing on the SEC's new disclosure forms before Reg BI is finalized.
March 18, 2019
Top 10 Tax Facts for 529 Savings Plans in 2019Many clients are somewhat confused by 529 plans, and Trump's tax reform law added to that confusion.
March 18, 2019
Nevada Fiduciary Rule Would Scare Off Morgan Stanley, TD AmeritradeThe two firms say they would have to stop serving brokerage customers in the state if the rule is adopted as written.
March 15, 2019
What's Really Behind the Envestnet-MoneyGuide Deal?Industry watchers debate the merits of the big fintech tie-up, which isn't easy to "unpack," according to Craig Iskowitz.
March 15, 2019
Do Not Trust Your Compliance Consultant's Legal AdviceA consultant's advice on a complex legal issue, like charging fees for advising a family member, should not be trusted.
March 14, 2019
Envestnet to Buy MoneyGuide for $500M"I am sort of speechless," one industry consultant said.
March 14, 2019
How to Advise Advisors When It's Their Turn to RetireRaymond James spoke with several former advisors who shared their thoughts on the life beyond working full-time.
March 14, 2019
SEC Reg BI's Economic Analysis Too Weak, Will Face Legal Challenges: SEC's JacksonIf the analysis "is not up to snuff, you're basically giving the market a call option" to strike down the rule, Jackson said.