Warning to Advisors: Your Clients Don't Always Listen to You
By James J. GreenHartford survey finds communication disconnects (e.g., on bear markets) between advisors and clients.
January 09, 2019
Waters Says Shutdown Is 'Jeopardizing' Markets, InvestorsSEC's skeleton crew is hindering agency's ability to "hold bad actors accountable," Waters said on the House floor.
January 09, 2019
United Capital Launches Mobile App for InvestorsThe app "gives clients the tools they need to understand their financial lives and gives advisors a dynamic way to engage their clients untethered to geography. The future is bionic," says United Capital's Duran.
January 09, 2019
Logging Into Bank Accounts Is a $3B BusinessOne player in the space, Plaid, says it's buying New York-based Quovo in a deal that could be worth about $200 million.
January 08, 2019
Working Your Firm's Core for New Year's SuccessBefore starting any new initiatives, be sure you are getting the most out of your strongest business areas.
January 08, 2019
Is SEC's Reg BI Coming in Q1?Attorneys are reading the tea leaves on the likelihood that Reg BI, part of the agency's advice-standards package, will get finalized soon.
January 08, 2019
What RIAs Are Thinking for 2019, in 7 Charts: TD AmeritradeTD Ameritrade Institutional released its latest RIA Sentiment Survey of 302 independent RIAs.
January 07, 2019
$10B Retirement Group Moves From LPL to Triad-Affiliated RIABased in San Diego, Retirement Benefits Group has 15 affiliated offices and 68 advisors who serve more than 580 retirement plans.