BNY Mellon Pershing CEO Steps Down, Replacement Named
By Janet LevauxThe appointment is made after 30-year veteran of BNY Mellon Pershing Lisa Dolly decides to change career paths.
May 07, 2019
Raymond James CEO Opposes State Fiduciary StandardsPaul Reilly explained how regulatory pressures—and state fiduciary laws in particular—are advisors' biggest concerns.
May 07, 2019
OCC Mulls Fiduciary Regulations Similar to State Trust LawsThe OCC is seeking comments on whether to update the definition of "fiduciary capacity." Also, NAIFA awaits a decision in its New York fiduciary case.
May 07, 2019
Who Is the Top Portfolio Manager? Morningstar to Name Choice at ConferenceThe winner will be announced from the five finalists on May 9 at the Morningstar Investment Conference in Chicago.
May 07, 2019
Bernie Sanders' Estate Tax Plan: Bloink & Byrnes Go Thumb to ThumbAs the Democratic primary season begins to take shape, Bernie Sanders has once again emerged as a key possibility for the Democratic presidential nomination…
May 06, 2019
HighTower Names 3 Execs for RIA GrowthEach of the new leaders joins with 20-plus years of experience at firms like Fidelity and Schwab.
May 06, 2019
Junxure Deepens Integrations With Orion, Constant Contact: Portfolio ProductsIn other product news, FTSE Russell launched US Municipal Bond Index.
May 06, 2019
TD Ameritrade to Add 255 ETFs to No-Commission PlatformThe platform takes a huge leap in the number and variety of funds on offer.