Wall Street Loses $25 Billion to One Firm as Advisors Flee
By Sophie AlexanderDynasty CEO Shirl Penney sees a "hot summer" ahead for breakaways.
May 10, 2019
Goldman Sachs Set to Buy United CapitalJoe Duran's RIA aggregator is reportedly close to being purchased for a hefty price.
May 10, 2019
How This Mother-Daughter Financial Planning Duo Found SuccessSally and Jeanette Ng work together as financial planners affiliated with The Wealth Consulting Group and supported by LPL.
May 10, 2019
Advisor Group CEO Opens Up About Reverence Deal, Brown's DeparturePrice talked with ThinkAdvisor about the sale and explained why Valerie Brown will leave Advisor Group.
May 09, 2019
Data Privacy Drives Big Wedge in Advisor-Client RelationshipMorningstar CEO Kunal Kapoor highlighted some of these differences at the firm's annual conference.
May 09, 2019
Advisor Group Adds 8 Female Reps From Rivals: Recruiting RoundupOther groups adding advisors include Raymond James and Arkadios Capital. Plus, HighTower says its CEO is on the FSI board, and MML Investors Services forms a partnership with Brinker Capital.
May 08, 2019
Carson Group Goes All In on New Tech, Other AppsThe firm, working with partner firms that have nearly $100 billion in assets, makes the announcements during its Excell event in Chicago.
May 08, 2019
FINRA's Cook: SEC Reg BI Compliance to Be a Heavy LiftImplementing Reg BI and potential FINRA rulebook changes are top of mind; NASAA president weighs in on state fiduciary rules.