RBC Nabs 2 Family Teams From Wells Fargo: Recruiting Roundup
By Janet LevauxMeanwhile, advisors in Idaho and Texas joined LPL's platform.
June 05, 2019
Cheers, Jeers for SEC's New Advice-Standards RulesSIFMA said compliance would be difficult but worthwhile; Democratic lawmakers blasted the rules as inadequate.
June 05, 2019
SEC Passes Regulation Best Interest by 3-1 VoteReg BI, Clayton said, "will substantially enhance the broker-dealer standard of conduct beyond existing suitability obligations."
June 05, 2019
LIVE UPDATES: SEC's Reg BI VoteCheck here for live updates by ThinkAdvisor's Washington bureau chief on the SEC's vote this Wednesday.
June 04, 2019
Will Reg BI Be Hammered by Lawsuits?Consumer advocate Barbara Roper thinks the rule "will have a very short shelf life."
May 31, 2019
Dynasty Rolls Out M&A Platform for RIAsThe firm says many of its 47 RIA partner firms have "ambitious inorganic growth plans" that could benefit from this development.
May 30, 2019
LPL Cuts ETF Fees for RIAsTransaction costs for State Street, Invesco and WisdomTree ETFs will drop to $4.95 in the second half of the year.
May 29, 2019
Put Client Service First; the Money Will FollowAdvisors need to focus on helping their current clients. That will lead to better results and peace of mind for all parties.