GAO Asked to Investigate Impact of DOL Fiduciary Rule
By Nick ThorntonLabor's fiduciary rule, which was finalized in 2016 after nearly six years of effort, was vacated by a federal court last year.
June 20, 2019
No, RIAs Aren't Banned From Saying 'Fiduciary' on Form CRSThe SEC clarified after a wording change in the final version of the form raised some questions.
June 20, 2019
Wealth Firms to Fight Over $18T Held By Poorest of the RichFortunes of $1 million and less in sights of Merrill, Morgan Stanley and UBS as regulations, scandals impact returns from offshore wealth.
June 20, 2019
Advisors are Bearish on Markets, Bullish on Their Own GrowthThese are among the key findings of the latest Independent Advisor Outlook Study from Schwab Advisor Services.
June 20, 2019
5 Easy Steps for Great Offsite MeetingsA well-organized plan can make the difference between hosting an offsite that energizes your team and one that ends up as falling flat.
June 19, 2019
How We Came Full Circle on OwnershipBuying back a firm takes patience and planning. In the end, it gives RIAs the freedom they need. Here's one firm's story.
June 19, 2019
Mercer Global Adds $510M Group in SoCalThe firm, Jackson Financial, includes 14 team members.
June 18, 2019
Carson Group Says It Isn't Looking to Sell"We're laying the groundwork for what I believe will be a 100-year company," founder Ron Carson says.