6 Realities for RIA Buyers and Sellers in Today's Market
By Ginger SzalaWhat should buyers and sellers expect? Here are findings from an Advisor Growth Strategies' study that looked at 55 M&A deals.
November 25, 2019
Top 2020 Compliance List? Reg BI, Secure Act, New Ad RuleAs the year-end approaches, industry participants discuss chances for the Secure Act's passage and how likely it is that Reg BI's compliance date will stick.
November 25, 2019
Be Alert to M&A NuancesThe surge in acquisitions means opportunity for sellers, but they need to know what to expect.
November 25, 2019
Schwab Officially Strikes Deal to Buy TD AmeritradeTD says it will not replace departing CEO Tim Hockey and named CFO Stephen Boyle as its interim leader.
November 22, 2019
Atria Wealth Solutions Set to Acquire WISIBDs have been almost as active in M&A as RIAs. Atria keeps growing its own network and advisor army.
November 22, 2019
Why Schwab-TD Deal Is About Assets First, Advisors SecondIndustry insiders break down the key reasons for the $26 billion merger and related trends likely to impact RIAs.
November 22, 2019
Ohio National, Foes Seek Halt to Trailing-Commissions CaseWith different lawsuits nationwide, the life insurer and broker-dealers suing it asked Texas court to "stay" litigation there until Ohio case moves forward.
November 22, 2019
Schwab-TD Ameritrade Deal Has 'Technical Hiccup': ReportIt's possible the deal could be confirmed later Friday or over the weekend, according to Fox Business Network.