Advisor Group Looking to Buy Ladenburg: Report
By Janet LevauxIf combined, the two entities might encompass as many as 11,500 advisors and nine IBDs.
October 31, 2019
Commonwealth Nabs $1B Team From Securian: Recruiting RoundupMeanwhile, Stifel Financial and Raymond James add more wirehouse teams, while LPL nabs indie groups.
October 31, 2019
$10B RIA Rebrands After MergerNFP-owned Bronfman Rothschild and Sontag Advisory now operate as New York-based Wealthspire
October 30, 2019
eMoney Planning Tool Now on TD's RIA PlatformAdvisors working with TD Ameritrade Institutional can gain easy access to client statements and forms with the eMoney Vault.
October 30, 2019
A Timeline of the Fallout From Ken Fisher's Crude RemarksIn early October, the founder and chair of Fisher Investments made a series of lewd comments at an industry event. There's been a series of redemptions from the firm and public criticisms of its leader since then.
October 30, 2019
FPA Announces Which Chapters Will Be Testing Its OneFPA NetworkEleven chapters will participate in the beta test, which starts in January.
October 29, 2019
To Help Clients in Fire Zones, Advisors Rely on Mix of ToolsThere's plenty of advisors can do to help clients prepare for emergencies, but there are lots of unexpected challenges as well.
October 29, 2019
HighTower Strikes Deal With $1B RIA; DeVoe Plays MatchmakerDeVoe & Co. introduced the firms because they "shared a culture that would be a good fit," David DeVoe tells ThinkAdvisor.