Carr Named Chief Advisory Officer of WMS Partners
By Ginger SzalaThe former PNC exec is set to head up team of 30 financial professionals serving the Baltimore wealth market.
December 10, 2019
The Angst of Selling an Advisory FirmSeventy percent of RIAs feel anxious or worried about partnering with an RIA aggregator, according to a just-released poll from HighTower.
December 09, 2019
How Tech Could End Conflicted Financial AdviceThe RIA founder tells ThinkAdvisor how regulators could address conflicts of interest and what he thinks the industry will look like in 10 years.
December 09, 2019
Happy Employees Means Happier Clients: DeVoeAt the DeVoe G2 Summit, David DeVoe also talks to ThinkAdvisor about the Schwab/TD Amertrade deal and what's new in M&A.
December 09, 2019
J.P. Morgan Expands BetaBuilders ETF Line: Portfolio ProductsAlso, Avantis introduces five low-cost mutual funds.
December 06, 2019
New York AG Sues Manager for Fraud, Fiduciary FailureLaurence G. Allen ran a shell game scheme, moving money out of investor accounts, according to AG Letitia James.
December 06, 2019
Industry Needs Clarity on Reg BI: SEC CommissionersSEC Commissioner Allison Herren Lee is "staying riveted" on agency FAQs, as they are "early interpretations" and "potential enforcement attempts."
December 06, 2019
Schwab Hires Ex-TD Ameritrade Exec Tom Bradley to Serve Small RIAs"What a monster win for Schwab," Michael Kitces said.