RIA Captrust Sticking With Growth Plan in 2020, Exec Says
By Jeff BermanAfter five acquisitions in 2019, the firm is hoping to make more deals next year.
December 18, 2019
LPL Nabs Team With 7 Reps, CPAs From Royal AllianceMeanwhile, Wells Fargo FiNet added three advisors from Edward Jones, RBC Wealth and Royal Alliance.
December 18, 2019
CFP Board's Enforcement Oversight Is Inadequate: Task ForceThe task force made multiple recommendations, some of which the CFP Board pledges to adopt.
December 18, 2019
10 Jokes for the Office Holiday PartyGet your co-workers laughing and talking — even if it's about how corny your jokes are.
December 18, 2019
How Big Firms, Small Firms Are Preparing SEC's Form CRSAt FINRA's Reg BI event, panelists from Wells Fargo and a small broker-dealer compared their approaches.
December 17, 2019
4 Steps to a New Firm Culture in 2020The start of a new year is a great time to refocus on your advisory firm's values, such as diversity and inclusion.
December 17, 2019
Slow Gains for Female Board Membership: ReportStill, the MSCI's Women on Boards 2019 Progress Report does reveal some positive trends.
December 17, 2019
5 Ways the Secure Act Would Affect Retirement, 529 PlansAdvisor Jeffrey Levine breaks down the sweeping retirement bill.