LPL Nabs $3B Team From Securities America
By Janet LevauxJFC Financial Services has 17 employees, a group of in-house financial professionals and some 100 affiliated financial advisors.
May 04, 2020
How to Help Clients Who Want to Move to Another StateAdvisors should review the tax implications for clients opting to move, wait or consider their residential options during the pandemic.
May 01, 2020
IRS Says No Double Tax Benefits From PPP LoansNew guidance from the IRS explains tax consequences of PPP loans that are forgiven.
May 01, 2020
How TD Ameritrade's Block Trading Desk Saves Its RIAs MoneyWith the widening of spreads, saving a penny makes a big difference, the head of the desk tells ThinkAdvisor.
May 01, 2020
SEC Forms COVID-19 Task Force, Issues More Regulatory ReliefThe SEC issued orders to set up a phased CAT reporting timeline for BDs and issued a plan to modernize fund valuation practices.
April 30, 2020
LPL Beats Estimates; Earnings & Sales Rise 7%The number of affiliated advisors totaled 16,763, up 574 from a year ago and 299 from the prior quarter.
April 30, 2020
Now Is the Time for Advisors to Invest in Growth: TD AmeritradeStandout advisors who thrived during the Great Recession can teach a valuable lesson, TD Ameritrade says.
April 30, 2020
Firm to Pay $503K to SEC for Misleading on Mutual FundsSemper Capital Management agreed to settle charges that it misled investors on the performance of its MBS Total Return Fund.