RIA M&A Activity Recovered in June Despite Pandemic: Fidelity
By Bernice NapachWill the momentum continue or slow down to the more sluggish pace in early Q2?
July 14, 2020
Redtail CEO Joins Riskalyze BoardThe news raises questions about Riskalyze's growth plans and comes soon after the Orion-Brinker tie-up.
July 14, 2020
NFL Advisor Program Adds Bernstein Private WealthThe firm joins Goldman Sachs and Bessemer Trust as institutional members.
July 13, 2020
Ex-DeVere CEO, Manager Fined for Misleading ClientsThey made "material misstatements and omissions" about the benefits of overseas pension transfers, the SEC says.
July 13, 2020
SEC Issues Ransomware AlertAttempts to penetrate financial institution networks through phishing and ransomware are on the rise.
July 11, 2020
3 Investment Strategies to Ride Out the PandemicOne important question for advisors and their clients: "Is your portfolio allocation and your risk allocation aligned?"
July 10, 2020
SEC Move Could Cause 90% Drop in Investment Managers Reporting Quarterly HoldingsBy not considering how "the world has changed" since '75, the SEC is "plucking out blocks from a Jenga tower," said a securities law professor.