Raymond James Adds $678M Bank Advisors
By Ginger SzalaThe four registered reps joined Pinnacle Financial Partners from Wells Fargo and other firms.
October 01, 2020
Dynasty Taps Wirehouse Veteran to Lead Strategic DevelopmentJoseph D'Agostino, who has 35 years of industry experience, will report to Dynasty President and CEO Shirl Penney.
October 01, 2020
Focus Financial Buying $1.6B Ohio-Based RIAThis is the firm's fifth "partner" deal so far this year and its 15th transaction of 2020.
October 01, 2020
Morgan Stanley to Complete E-Trade Purchase Oct. 2The Federal Reserve approved the $13 billion deal while also giving a thumbs-up to the $26 billion Schwab-TD Ameritrade transaction.
October 01, 2020
JPMorgan Teams With SAP to Enhance Morgan Money: Tech RoundupAlso, RIA in a Box introduces compliance software for private funds.
October 01, 2020
4 Steps to Take Before Making an AcquisitionAs M&A options come up, advisory firms must do their homework to avoid making deals that can threaten future growth plans.
September 30, 2020
Schwab-TD Ameritrade Deal to Close Oct. 6The full integration of the two firms, though, is expected to take at least 18 months.
September 30, 2020
Cambridge Takes Stake in $4B Broker-DealerThe IBD acquired "limited assets" of the boutique firm, while FCG founder John Combias will maintain control.