10 Pros and Cons of Taking On a Minority-Stake Investor
By Peter NesvoldMore RIAs are selling a part of their business to outside investors. Here's what to consider if you're contemplating such a transaction.
December 13, 2020
Schwab Advisor Services Partners With Behavioral Finance FirmThe deal will help Schwab advisors "access practical, easy behavioral finance technology" says DNA Behavior CEO Hugh Massie.
December 11, 2020
How Did Advisor Portfolios Perform After COVID-19 Hit? Very Well, Says InvescoThe firm's study of several hundred portfolios found that many advisors shifted allocations to investments that outperformed.
December 11, 2020
Vanguard Slashes Investment Level for Institutional Target Date FundsBy going from a $100 million minimum down to $5 million, the asset manager aims to "broaden" retirement plan access to these funds.
December 10, 2020
SEC to Vote on Long-Awaited Ad Rule Changes Next WeekIAA is pleased that the SEC will be able to adopt modernized rules before year-end, CEO Karen Barr said.
December 10, 2020
SEC's Custody, Ad Rule Updates Nearing the Finish LineThe custody rule is confusing, and the outmoded ad rule hampers advisors' ability to use social media.
December 10, 2020
Envestnet Introduces New Retirement Plan Solutions for Advisors: Tech RoundupAlso, Advyzon adds a prospect portal and mobile app to its digital tool chest.
December 10, 2020
4 Steps to Successfully Leading Self-Managed TeamsIt's critical to understand employees and their strengths to help keep them focused on your team's most essential tasks.