Cambridge Partners With AdvicePay: Tech Roundup
By Jeff BermanAlso, FSP teams with Chalice Network to create FinTech Institute, and Wells Fargo invests in a donor-advised fund program.
November 24, 2020
CI Financial Strikes 10th U.S. Wealth Deal of the YearThe Toronto-based firm is acquiring a majority stake in Dallas-based RGT Wealth Advisors.
November 23, 2020
BlackRock to Buy SMA, Custom Index Shop for $1.05BThe news comes about six weeks after Morgan Stanley agreed to buy Eaton Vance — which includes direct indexer Parametric.
November 23, 2020
SEC Examined 15% of RIAs Despite Pandemic: DriscollThe Securities and Exchange Commission's exam division conducted more than 2,950 examinations in fiscal year 2020.
November 23, 2020
LPL Nabs $1B Securities America TeamThe news comes one week after SagePoint, another Advisor Group broker-dealer, recruited a $503 million group from LPL Financial.
November 23, 2020
College for Financial Planning Launches Behavioral Finance ProgramAdvisors who complete the eight-week program can receive an accredited designation.
November 23, 2020
SEC Needs to Take 'Bottom to Top' Review of Fixed Income Markets: CrenshawThe next chairman or chairwoman will likely "take a hard look at the commission's approach to ESG," Crenshaw said.
November 23, 2020
Pershing's Lockwood Rolls Out New UMA ProgramThe minimum account size for the UMA is $50,000, and its annual program fee starts at 30 basis points.