Dynasty's Shirl Penney: Clients Are Fleeing Banks and Brokerages, Too
By Jeff BermanIn fact, they're flocking to the RIA space faster than advisors are, the Dynasty Financial Partners CEO tells ThinkAdvisor.
December 15, 2021
3 Steps to a Safer RIARisk comes in more packages than markets. Cybersecurity can mean the difference between losing and keeping clients.
December 15, 2021
Ex-Ameriprise Rep Who Defrauded Retirees Gets 14 Years in PrisonThe former broker scammed clients out of over $12 million as part of a real estate investment scheme.
December 14, 2021
RIAs 'Must Do More to Justify Their Fees': Mariner Wealth's BicknellThe executive also weighs in on working at the office, what books he's reading and his favorite sport.
December 14, 2021
This Ain't John Bogle's Vanguard: Morningstar's RekenthalerThe columnist criticizes the fund giant's Personal Advisor Services for its exclusive funds and private equity plans.
December 14, 2021
Fidelity Institutional Taps Salesforce ExecRohit Mahna now leads National Financial and Fidelity Brokerage Services, a role held by Sanjiv Mirchandani until this summer.
December 13, 2021
Trendspotter: 401(k) Participants Are Staying in Plans After RetirementFor some advisors, this trend raises questions about compensation and conflicts of interest, retirement researchers say.
December 13, 2021
Foundation for Financial Planning Sets $5M Fundraising Goal for Pro Bono ProgramsFFP develops and funds programs that connect certified financial planners to those who need help.