Ritholtz, Advisor Circle Execs Plan 'SXSW-Like' Wealth Festival
By Bernice NapachIt includes no pay-to-play presentations and involves four hotels and outdoor space in Huntington Beach, California.
October 20, 2021
Raymond James to Buy TriState Capital for $1.1BAs part of the transaction, which the firms expect to close next year, Pittsburgh-based TriState will continue to operate as a separately branded firm.
October 20, 2021
SEC Fines Disciplined Capital Management $25K Over Form CRS FailuresThe firm missed its regulatory deadlines to file the form and deliver it to clients.
October 20, 2021
25 Largest Independent RIAs by Client AssetsIn a new report, analysts at Aite-Novarica Group evaluate the RIA market by business model and size.
October 20, 2021
RIA Aggregators Wield Growing Influence in Defined Contribution MarketThe trend is especially evident in the $25 million to $500 million segment, a Cerulli report found.
October 19, 2021
Schwab CEO: Personalized Investing 'Coming at Us Like a Freight Train'During the opening session of Schwab Impact, Walt Bettinger also pointed to the huge opportunity for growth in the RIA sector.
October 18, 2021
Interactive Brokers Launches Crypto Trading for RIAsInteractive Brokers is hoping that crypto will help expand its current base of 5,731 RIA clients.
October 18, 2021
Advisor Group Unveils Enhanced Tech, Including Express OnboardingThe firm also launched a newly designed Advisor Business Hub portal and an upgraded CRM platform.