Advisors Blast Democrats' Billionaire Tax Plan
By Jeff Berman"This is lunacy!" one advisor tweeted, while others predicted a tax on unrealized gains would be challenged in court.
October 21, 2021
Ritholtz, Advisor Circle Execs Plan 'SXSW-Like' Wealth FestivalIt includes no pay-to-play presentations and involves four hotels and outdoor space in Huntington Beach, California.
October 21, 2021
Schwab: What Advisors Can Expect From TD Ameritrade IntegrationTD Ameritrade client accounts and assets won't be moved over to Schwab until the second half of 2023.
October 21, 2021
How Advisors Can Guide a Client's Whole Financial LifeForward-thinking financial advisors are helping clients tie everything together so they can make informed decisions.
October 20, 2021
Raymond James to Buy TriState Capital for $1.1BAs part of the transaction, which the firms expect to close next year, Pittsburgh-based TriState will continue to operate as a separately branded firm.
October 20, 2021
SEC Fines Disciplined Capital Management $25K Over Form CRS FailuresThe firm missed its regulatory deadlines to file the form and deliver it to clients.
October 20, 2021
25 Largest Independent RIAs by Client AssetsIn a new report, analysts at Aite-Novarica Group evaluate the RIA market by business model and size.
October 20, 2021
RIA Aggregators Wield Growing Influence in Defined Contribution MarketThe trend is especially evident in the $25 million to $500 million segment, a Cerulli report found.