Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
John R. DiMonda
By staff WriterJohn R. DiMonda managing director for the North Central Ohio Regional Planning Group of Lincoln Financial Advisors Corp. He is currently managing director for the Metro New York/New Jersey Region, and will continue to oversee that region. He has
August 20, 2008
Securities Jobs Remain Surprisingly Flat (Aug. 20, 2008)This was a negative, but not as bad as the consensus number of 70,000 and coupled with upward revisions to May and June, some saw a glimmer of recovery in this report, says Jeff Testerman of brokerhun
August 20, 2008
Many Worksite Sellers See Strong SalesA study finds 42% of voluntary employee benefit marketers say their voluntary sales so far this year have been higher than expected.Last year at this ...
August 19, 2008
Fisher Investments Buys Another RIALighthouse Capital Management of Houston, a 20-year-old practice with $460 million in AUM that was founded by Paul Horton. On December 31, 2007, Fisher closed on its first RIA acquisition, that of Econostrat of Bloomfield Hills, Michigan. While Mark Scalzo, the group VP who heads M&A at Fisher Investments, would...
August 12, 2008
W.P. Carey Hires Mark GoldbergMark Goldberg, the veteran independent broker/dealer executive who most recently ran AIG's Royal Alliance B/D, has landed at W.P. Carey as president of Carey Financial,...
August 11, 2008
Former AIG Exec. to Focus on Private REITs (Aug. 11, 2008)Investment firm W. P. Carey & Co. has announced the appointment of Mark M. Goldberg as president of Carey Financial, LLC, the company's broker-dealer subsidiary. The unit is responsible for wholesalin
August 07, 2008
Tech Firm To Distribute Flash ToolZywave Inc. has joined forces with Etekhnos Inc.Zywave, Milwaukee, a company that sells software systems to insurance brokers, has arranged to distribute the eSharemarketing Flash ...
August 01, 2008
Taking the Olympic spirit to your practiceThis month China will host a historic Olympic Games in Beijing. When I think of the Olympics, three major themes come to mind: Excellence, Competition, and Unity. These same attributes the athletes bring to the Games are both contained and needed