Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Securities Jobs Remain Surprisingly Flat (Aug. 20, 2008)
By Janet LevauxThis was a negative, but not as bad as the consensus number of 70,000 and coupled with upward revisions to May and June, some saw a glimmer of recovery in this report, says Jeff Testerman of brokerhun
August 12, 2008
W.P. Carey Hires Mark GoldbergMark Goldberg, the veteran independent broker/dealer executive who most recently ran AIG's Royal Alliance B/D, has landed at W.P. Carey as president of Carey Financial,...
August 11, 2008
Former AIG Exec. to Focus on Private REITs (Aug. 11, 2008)Investment firm W. P. Carey & Co. has announced the appointment of Mark M. Goldberg as president of Carey Financial, LLC, the company's broker-dealer subsidiary. The unit is responsible for wholesalin
August 07, 2008
Tech Firm To Distribute Flash ToolZywave Inc. has joined forces with Etekhnos Inc.Zywave, Milwaukee, a company that sells software systems to insurance brokers, has arranged to distribute the eSharemarketing Flash ...
August 01, 2008
Taking the Olympic spirit to your practiceThis month China will host a historic Olympic Games in Beijing. When I think of the Olympics, three major themes come to mind: Excellence, Competition, and Unity. These same attributes the athletes bring to the Games are both contained and needed
August 01, 2008
B/D News & ProductsPali Capital, Inc., the U.S. subsidiary of Pali Holdings, Inc., announced that Joseph Schenk has joined the firm as COO, reporting to Brad Reifler, chairman...
August 01, 2008
Consultant Says: FAs Should Go Blue!Consultant Says: FAs Should Go Blue!(Hollywood, Fla.) Roch Parayre of Wharton spoke during Pershing's INSITE 2008 on how advisors can benefit from the ideas in...
August 01, 2008
Ups & Downs of ETFsState Street Global Advisors and Knowledge@Wharton, the online business journal of The Wharton School, released the results of a joint survey of investment professionals exploring...