Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL Trims CEO's 2020 Compensation
By Jeff BermanOnly one LPL exec received a base salary increase in 2020.
March 23, 2021
The Curious Plight of the Independent Broker-DealerChange is afoot in the IBD space, and "RIA-ifying" appears to be the chosen path.
March 19, 2021
The Trouble With Being a Big Advisor at a Small BDThinking of becoming a big fish in a small pond? You might want to think again.
March 17, 2021
In Case of Capital Gains Tax Hike, Don't PanicWhile a large increase in the tax is unlikely, here's how you can help your clients prepare.
March 17, 2021
Edward Jones Advisor Headcount Grew 3% in 2020The firm is "gradually restarting hiring" after a partial freeze when the pandemic hit.
March 12, 2021
Cetera Adds 6 Texas BanksThe banks' program manager, financial advisor Bo Thibodeaux, was previously affiliated with Cetera.
March 10, 2021
Harry Dent: 'Biggest Crash Ever' Likely by End of JuneBut by 2024, it will be over and the U.S. will experience the "next Spring Boom," the "Contrarian's Contrarian" tells ThinkAdvisor.
March 10, 2021
What's Next for Cambridge as It Turns 40The Fairfield, Iowa-based broker-dealer has managed to thrive despite challenges including intense competition from larger rivals.