Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
On Stage: The LUMINARIES 2022 Awards Ceremony
By Janet LevauxWe spotlight this year's winners, who came dressed to impress at the recent industry recognition event in New York's Lotte Palace Hotel.
December 19, 2022
15 Financial Firms That Are Laying Off WorkersThe trend of surging headcounts in the industry appears to be reversing for now.
December 16, 2022
Goldman Sachs May Cut Up to 4,000 JobsThe firm's headcount has surged in recent years as CEO David Solomon completed acquisitions to build a more diversified company.
December 14, 2022
A Defined Marketing Strategy Is Key to Growth for Advisors: BroadridgeAdvisors with a strategy have onboarded twice as many clients as their peers in the past year, Broadridge finds.
December 14, 2022
LPL Nabs J.P. Morgan Fund Manager for New Model Portfolio RoleGarrett Fish has also worked for Mercury Asset Management, Jardine Fleming and Aetna Capital Management.
December 14, 2022
Fed Downshifts to Half-Point Hike, Sees 5.1% Rate Next YearThe hawkish projections could jolt financial markets, where speculation has focused on the view that the Fed would pause its rate hikes.
December 13, 2022
BlackRock: Recession Coming, Not Priced Into Stocks YetA new investment playbook is needed as long bull markets aren't likely to return, according to BlackRock analysts.
December 13, 2022
12 Best & Worst Broker-Dealer Stocks of 2022The stock prices of most publicly traded BDs have fallen in 2022, with several notable exceptions.