Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Beauchamp Links FundManager to Omgeo System
By Staff WriterLONDON (HedgeWorld.com)--Users of Beauchamp Financial Technology FundManager now have an interface with Omgeo's Central Trade Manager, allowing them automated access to Omgeo's community of 6,000 brokers for central trade matching and settlement notification. The Beauchamp FundManager, a portfolio management software system, connects through a message translation interface to the Omgeo...
January 01, 2005
Broker/Dealer Special Report: Branch Managers--Helping HandWith the forecast for Santa Monica last October 15 showing pleasant skies and a high temperature near 70, the pool at the historic Fairmont Miramar...
December 29, 2004
Dealer Fines Increase: NASDNU Online News Service, Dec. 29, 2004, 3:15 p.m.The National Association of Securities Dealers collected more fines ...
December 07, 2004
Spitzer Announces Gubernatorial Run On BlogNU Online News Service, Dec. 7, 2004, 5:45 p.m. EST"I'm Running for Governor."[@@]New York Attorney General Eliot Spitzer made that declaration today in a ...
December 06, 2004
Good News for B/D Reps Who SwitchNASD reverses itself on bulk transfers of client accounts
December 06, 2004
BISA Survey Detects Slowing SalesNU Online News Service, Dec. 6, 2004, 5:12 p.m. ESTBank-based brokers are reporting a 24% drop in productivity for September.[@@]Brokers who work in banks ...
December 03, 2004
NFP: Contingent Comp Small Part Of Benefits CompNU Online News Service, Dec. 3, 2004, 6:02 p.m. ESTA rapidly growing financial services distributor says only a small part of its group benefits ...
November 30, 2004
NASD Announces $9.2 Million In Disclosure FinesNU Online News Service, Nov. 30, 2004, 6:59 p.m. ESTSecurities regulators want securities firms to do a better job of reporting problems with brokers.[@@]NASD, ...
