Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
How to Ruin a Good Broker/Dealer
By Staff WriterIn the spirit of Ben Stein's How to Ruin Your Financial Life (Hay House, 2004), I penned the following guide to assuring the premature demise...
April 18, 2005
Bush To Address Agent ConferenceNU Online News Service, April 18, 2005, 3:45 p.m. EDTPresident George W. Bush will address insurance agents and brokers on Thursday at the Independent ...
April 12, 2005
Benefits Firm Puts Out Call For Survey ParticipantsNU Online News Service, April 12, 2005, 4:02 p.m. EDTA Brentwood, Tenn., benefits broker hopes to persuade at least 12,000 employers to join a ...
April 08, 2005
MSCI Index Up in FebruaryWASHINGTON (HedgeWorld.com) - The division of clearing and intermediary oversight of the Commodity Futures Trading Commission issued a no-action letter that will permit futures commission merchants and introducing brokers to rely on the customer identification procedures of certain commodity trading advisers with respect to shared customers. The letter is in...
April 06, 2005
Why Is The Industry So Blas About Big Database Breach?Why Is The Industry So Blas? About Big Database Breach?by Ara C. TremblyOne thing I discovered about the insurance industry when I migrated here some ...
March 30, 2005
Disclosure Presents Sales OpportunitiesUse it to develop trust and establish rapport with clientsBy Marty KennedyThe onslaught of attention to the sales process brought about by the National Association ...
March 30, 2005
Finding the Right B-D for Your Firm:Its All In The DetailsLast year, we received the most startling and disappointing news of our professional lives. With no forewarning, we were told during ...
March 29, 2005
Vertafore Shifts 4 Reps Into New UnitNU Online News Service, March 29, 2005, 3:23 p.m. ESTA Windsor, Conn., software firm has set up a national sales team to sell benefits ...