Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Execs Say Quotesmith Will Turn A Profit
By Staff WriterNU Online News Service, Dec. 12, 2003, 4:26 p.m. EST -- Quotesmith.com Inc., Darien, Ill., says in a new financial guidance that it hopes ...
November 19, 2003
ICBA Offers Bank Broker ProgramNU Online News Service, Nov. 19, 2003, 12:05 p.m. EST -- ICBA Financial Services, Memphis, Tenn., has introduced a new lobby brokerage program for ...
November 17, 2003
Wealthy Turn to Independent Advisers: SpectremCHICAGO, Ill (HedgeWorld.com)--Americans in households that possess US$5 million or more in investable assets increasingly are avoiding traditional investment brokers and advisers, according to a...
November 14, 2003
Congress Creates A Financial Services Issues GroupNU Online News Service, Nov. 13, 2003, 4:06 p.m. EST -- WashingtonCongressional leaders have created a new House-Senate Working Group on Financial Services that ...
November 11, 2003
DTCC Says New Initiatives Will Help Advisors Improve ServiceNU Online News Service, Nov. 11, 2003, 3:18 p.m. EST -- Changes under way at the Depository Trust and Clearing Corp., New York, mean ...
November 03, 2003
National Planning Launches Web-Based Order-Entry SystemNU Online News Service, Nov. 3, 2003, 4:55 p.m. EST -- National Planning Holdings Inc., Santa Monica, Calif., has introduced Electronic Order Entry, a ...
October 27, 2003
DTCC To Start Separately Managed Account Communications ServiceNU Online News Service, Oct. 27, 2003, 12:57 p.m. EST -- The Depository Trust & Clearing Corp., New York, says it is developing a ...
October 16, 2003
Senate Panel Postpones COLI HearingByWashington With little notice, the Senate Finance Committee postponed its scheduled hearing on corporate-owned life insurance, an action that disturbed industry representatives.The delay was apparently ...