Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Survey Finds Increase In Worksite Market Confidence
By Staff WriterPlayers in the employee-paid insurance market may be feeling better about the market's performance over the next 12 months.Researchers at Eastbridge Consulting Group Inc., Avon, ...
January 01, 2007
The ResolutionWith one hand on my heart and my browser aimed directly at Travelocity.com, I hereby declare that my 2007 New Year's Resolution is (drum roll,...
January 01, 2007
Where'd It Go?Much of the focus in this month's Investment Advisor is on looking forward. Here's a brief look back at where investors were putting their money...
January 01, 2007
NEWS & PRODUCTSBank of New York and Mellon Financial Corporation announced plans to merge. The new firm, named Bank of New York Mellon Corporation, will be New...
January 01, 2007
Symbiotic RelationshipsWhen broker/dealers select a clearing firm to partner with, it pays to be choosy. This is one of the most critical relationships that any broker/dealer...
January 01, 2007
Securities and Bond Groups Merge, SIFMA Now Represents the Industry(Boca Raton, Fla.) Last year, comedian Dennis Miller turned a few people off with his racy humor. This year, it was a new organization's name...
January 01, 2007
A New SRO's in TownThe move to consolidate two broker/dealer self-regulatory organizations--NASD and the NYSE--and their corresponding and sometimes conflicting sets of rules into one unified SRO has picked...
December 31, 2006
How to create instant deep rapportPreviously, we stated that some 93 percent of what determines someone's impact when communicating is largely unconscious. We noticed that deep rapport is created not by accident but by the application of certain skills. That deep rapport and intense