Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Many Worksite Sellers See Strong Sales
By Staff WriterA study finds 42% of voluntary employee benefit marketers say their voluntary sales so far this year have been higher than expected.Last year at this ...
August 11, 2008
Former AIG Exec. to Focus on Private REITs (Aug. 11, 2008)Investment firm W. P. Carey & Co. has announced the appointment of Mark M. Goldberg as president of Carey Financial, LLC, the company's broker-dealer subsidiary. The unit is responsible for wholesalin
August 07, 2008
Tech Firm To Distribute Flash ToolZywave Inc. has joined forces with Etekhnos Inc.Zywave, Milwaukee, a company that sells software systems to insurance brokers, has arranged to distribute the eSharemarketing Flash ...
August 01, 2008
Taking the Olympic spirit to your practiceThis month China will host a historic Olympic Games in Beijing. When I think of the Olympics, three major themes come to mind: Excellence, Competition, and Unity. These same attributes the athletes bring to the Games are both contained and needed
August 01, 2008
B/D News & ProductsPali Capital, Inc., the U.S. subsidiary of Pali Holdings, Inc., announced that Joseph Schenk has joined the firm as COO, reporting to Brad Reifler, chairman...
August 01, 2008
Consultant Says: FAs Should Go Blue!Consultant Says: FAs Should Go Blue!(Hollywood, Fla.) Roch Parayre of Wharton spoke during Pershing's INSITE 2008 on how advisors can benefit from the ideas in...
August 01, 2008
Ups & Downs of ETFsState Street Global Advisors and Knowledge@Wharton, the online business journal of The Wharton School, released the results of a joint survey of investment professionals exploring...
August 01, 2008
Do You Believe Your Own Rhetoric?Most of you can easily tell a variation of this story: an advisor meets with a client or prospect who is nearing retirement--independence day for...