Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
NAVA's Annuity Sales Processing Initiative Gets Another Endorsement
By Linda KocoThe Financial Services Institute has endorsed NAVA Inc.'s new straight-through processing initiative for selling annuities.Insurers and distributors that belong to NAVA, Reston, Va., developed the ...
August 01, 2007
All-Time HighJune 2007 saw an increase of over 10,000 new jobs in our industry, says Jeff Testerman, vice president of BrokerHunter.com. This is the biggest increase...
August 01, 2007
News and ProductsNASD Chairman Mary Schapiro announced July 12 that the new self-regulatory organization formed by the consolidation of NASD and NYSE Member Regulation will be called...
August 01, 2007
Small by DesignAs we confirm our lunch appointment, Ted Charles comments on the famous selection of wine at 21 Club. We commiserate with one another that we...
July 22, 2007
Worksite Benefits Executives Look At Next 5 YearsThe worksite-voluntary market is alive and well, according to recent research conducted by our company.Top worksite executives expect voluntary-worksite sales for the industry to grow ...
July 22, 2007
Worksite Benefits Executives Look At Next 5 YearsThe worksite-voluntary market is alive and well, according to recent research conducted by our company.Top worksite executives expect voluntary-worksite sales for the industry to grow ...
July 01, 2007
Wachovia to Buy A.G. EdwardsAfter helping to build Wachovia Securities through the consolidation of more than 20 broker-dealers, President and CEO Daniel Ludeman says, "The 'barbelling' is occurring very...