Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Fiscally Fit: Lincoln Financial Advisor Richard Harris
By Ellen UzelacIt's not every day that you see a 64-year-old financial advisor doing push-ups with each hand and one foot on medicine balls in front of...
June 25, 2009
No absolution from FINRAFINRA has thrown a wire-house broker out of the securities business for victimizing a 64-year-old nun. According to FINRA, the nun received a $531,000…
June 25, 2009
Prompt House Action Seen On Reinsurance, LicensingThe House could act on bills reforming regulation of the reinsurance industry and streamlining nonresident insurance agent and broker licensing by next month.
June 24, 2009
Brokers International Hosts First Insurance Convention For WOMANThe Women's Mentoring Agent Network (WOMAN(TM)) hosted its first national convention recently in San Antonio.
June 19, 2009
Survey: Callers Are HappierCustomer satisfaction with insurance industry contact centers has improved for the second straight year, a consulting firm says.
June 19, 2009
Survey: Callers Are HappierCustomer satisfaction with insurance industry contact centers has improved for the second straight year, a consulting firm says.
June 17, 2009
Industry Groups Respond to Obama Financial-Reform ProposalsFINRA and SIFMA outline their ideas for reform and share their preliminary reactions to the administration's positions.
June 14, 2009
Worksite Sales Up 4% In 2008: EastbridgeWorksite sales increased nearly 4% percent to over $5.2 billion in 2008, up from about $5 billion in 2007, a research firm reports.