Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
About the Advisor
By Staff WriterTony Purpero Senior Financial Advisor and Consultant Partnervest Financial Group LLC 510 Castillo Street Santa Barbara, California 93101 Phone: 805-966-1266 E-mail: [email protected] Web site: www.partnervest.com Year firm founded: 2001 Number of advisors in firm:...
September 01, 2008
Broker/Dealer of the Year, Division IVCambridge Investment Research Founder, CEO, and President Eric Schwartz A rep speaks: I am constantly approached by other B/Ds to affiliate with them but have always declined....
September 01, 2008
Broker/Dealer of the Year, Division IHarbour Investments Founder, CEO, and President Nick Sondel A rep speaks: Harbour not only has a great payout plan, but they are extremely responsive to our needs....
September 01, 2008
Culture WarsAt Investment Advisor, we cover both registered investment advisors and independent broker/dealers. While once upon a time these were parallel universes, these days there are...
September 01, 2008
A Culture of CompetitionTo best describe one of the major differences I've experienced personally between the broker approach and the RIA approach, I'd like to take you back...
September 01, 2008
Broker/Dealer of the Year, Division IIINEXT Financial Group President Barry Knight A rep speaks: Having come from a career agency, the limitations I experienced and the pressure to present the home office's...
September 01, 2008
Top AIG Advisors Share Their Secrets of Success(CHICAGO) The AIG Advisor Group hosted "Why Women Are Winning," a female-advisor event at the Ritz-Carlton from July 13-15. The event drew some 100 advisors...