Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Feedback: Improve sales with honest criticism
By John BoeSome of life's most important lessons come from truthful feedback on your performance.
April 29, 2010
Variable Products Move Onto SEC's RadarSEC, FINRA to release updated report on effective VA practices
April 29, 2010
Alternative Investment Firm Hatteras Names Brian Jacobs CEOHatteras Funds, an asset management firm that specializes in making alternative investing strategies available in mutual fund formats to advisors, named Brian Jacobs as CEO on Wednesday, April 28.
April 29, 2010
Rydex/SGI Will Close Most Leveraged and Reverse ETFsRydex/SGI announced on April 23 that it would close 12 of its 14 leveraged and inverse ETFs, effective May 21.
April 29, 2010
Stifel Net Income Leaps, Shares Rise on Heels of Merger NewsStifel's wealth-management operations are poised to include 1,900 financial advisors and $100 billion in assets under management after its merger with Thomas Weisel Partners is completed.
April 29, 2010
New Government Web Site Focuses on Financial LiteracyThe Financial Literacy and Education Commission (FLEC) has launched its enhanced financial literacy education Web site, www.MyMoney.gov.
April 29, 2010
Profit at Symetra Financial Surges in Q1Symetra Financial reported Thursday, April 29, first quarter profits of $46 million, or 35 cents a share, a huge jump compared to 2009's first quarter when net income was $5 million, or 5 cents a share.
April 28, 2010
Turning Crisis into Opportunity; RJFS Advisor Shares Blueprint at ConfabNancy Caton of Raymond James Financial Service explains her methods of surviving the financial crisis -- and thriving -- with colleagues during the group's annual meeting in Nashville; her practice is based in the San Francisco Bay Area.