Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
At Pershing Insite Conference, Tibergien Makes the Case for PAS
By James J. GreenIn the two-and-a-half years since he became CEO of Pershing Advisor Solutions (PAS), the custody arm of Pershing LLC, part of Bank of New York/Mellon, Mark Tibergien said there had been an increase in staff and customer service.
June 10, 2010
European Central Bank, Bank of England Hold Interest Rates SteadyThe European Central Bank and the Bank of England both held their benchmark interest rates steady and at historic lows on Thursday, June 10.
June 10, 2010
SEC Approves Stock Circuit-Breaker Rules after May 6 Market CollapseThe SEC approved stock circuit-breaker rules on Thursday, June 10, that require a pause in the trading of individual stocks if the price moves 10% or more in a five-minute period.
June 10, 2010
At Pershing Conference, David Gergen Gives Insight on PoliticsSpeaking on the opening day of the Pershing Insite conference in south Florida on Wednesday, June 9, journalist and television commentator David Gergen predicted that the Republican party would fail to take control of Congress.
June 10, 2010
CFP Board Creates New Marketing, Business Development PositionThe CFP Board has created a new managing director, marketing and business development position to increase public awareness of the CFP certification, and has hired Tom Crowder to fill the position.
June 10, 2010
At Pershing Insite, Moshe Milevsky Asks: Are You a Stock or a Bond?That's the message finance professor and author Dr. Moshe Milevsky delivered to attendees at Pershing's Insite conference on Thursday, June 10, in Hollywood, Fla.
June 10, 2010
At Pershing Insite Conference, No Increase in Retirement Confidence From ClientsIf anyone still doubts the interest in retirement and retirement planning issues, they need only have attended the "Find a New Niche: Become a Retirement Specialist" breakout session at the Pershing Insite conference on June, 10.
June 10, 2010
At Pershing Insite Conference, Top Advisors Say They Thrived in CrisisJohn Rafal, who leads a group of 55 professionals with nearly $3 billion in assets under management (AUM), spoke to more than 1,000 advisors during a panel discussion on Thursday, June 10, at the Pershing Insite 2010 conference in Hollywood, Florida.