Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Ameriprise Financial Improves Earnings on Lower FA Headcount
By Janet LevauxAmeriprise, which includes Securities America, now has 11,684 advisors vs. 12,508 in the same year-ago period.
July 28, 2010
AllianceBernstein, Fannie Mae Start Off Q2 Earnings for First Week of AugustWhile the bulk of second-quarter 2010 earnings were released in July, a number of financial companies plan to report their latest results in the first week of August, starting with AB and FNMA.
July 27, 2010
UBS in U.S.: Less Advisors, Improving Money FlowsThe number of UBS advisors in the United States and Canada stands at 6,760 - a 2% decline from the first quarter and a 15% decline from last year.
July 27, 2010
The Hartford Names Ritchey to Run Retirement PlansThe Hartford Financial Services Group on Tuesday, July 27, announced that Sharon Ritchey had been named executive vice president of retirement plans.
July 27, 2010
Your Web site is never done: 8 activities to keep your site freshConsider this: Just five years ago, Facebook was a small start-up limited to college students and YouTube was still a year away from launching. The Web is constantly changing.
July 27, 2010
Fiserv Tops Earnings Estimates on Growing SalesFiserv (FISV) said Tuesday, July 27, its non-adjusted revenue rose to $1.02 billion in the second quarter from $1 billion in last year's second quarter, while adjusted sales grew 2% to $970 million.
July 27, 2010
Deutsche Bank Q2 2010 Earnings Were $2.27 vs. $2.12 in Q2 2009, Matching EstimatesDeutsche Bank, Germany's biggest bank, reported second-quarter net income of $1.55 billion (EUR 1.2 billion) versus $1.42 billion in second-quarter 2009, the Frankfurt-based company announced Tuesday, July 27.
July 27, 2010
In Client Letter, Evensky on the Markets and Portfolio Building NowNoted advisor recalls the recent past and looks ahead; CIO to hold conference call July 27.