Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
2011 Advisor Survey
By Andy StonehouseWe recently reached out to you, our readers, seeking your thoughts about the industry, your clients and your aspirations for the year ahead...
February 24, 2011
Raymond James: Advisor Fees, Commissions Up 20% in Early '11The firm’s 5,300-plus FAs had total production or sales of $186 million in January 2011
February 24, 2011
LPL’s Bill Dwyer Makes the Case for BD Scale“Biggest bull market in advice ever” can best be met by advisors aligning with a firm with scale, like his, Dwyer told AdvisorOne.
February 23, 2011
Baird Adds 7 Advisors in Midwest, Southeast From Morgan StanleyThree FAs join Baird from Morgan Stanley Smith Barney in Sioux City, Iowa, while three others come on board in Charleston, S.C. and one more in Charlotte, N.C.
February 23, 2011
Baird Adds 7 FAs in Midwest, Southeast from Morgan StanleyThree FAs join Baird from Morgan Stanley Smith Barney in Sioux City, Iowa, while three others come on board in Charleston, S.C. and one more in Charlotte, N.C.
February 23, 2011
Baird Adds 7 FAs in Midwest, Southeast from Morgan StanleyThree FAs join Baird from Morgan Stanley Smith Barney in Sioux City, Iowa, while three others come on board in Charleston, S.C. and one more in Charlotte, N.C.
February 22, 2011
Retiree Sues Wells Fargo for Mishandling IRAA retiree in Florida has sued Wells Fargo after her broker allegedly mishandled IRA assets, despite having already suffered losses with the same broker, according to a statement released Tuesday by the woman's lawyer.
February 17, 2011
LPL Financial Launches Fee-Based VA Platform for All Its AdvisorsLower M&E expenses on VAs from five different VA manufacturers will be available to advisors on all of LPL's channels.