Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Margaret Starner: A Raymond James ‘Maverick’—Top Women Extended Profile
By Janet LevauxA pioneer in financial planning, Starner tells AdvisorOne she also networked with other women advisors early on, and remains an advocate.
July 06, 2011
Advisor Group IBDs to Allow FAs to Use Facebook, LinkedIn & TwitterFSC, Royal Alliance and SagePoint will now allow advisors to use Facebook, LinkedIn and Twitter
July 01, 2011
Fiduciary D-Day ArrivesD-day has arrived: Later this month the Securities and Exchange Commission (SEC) will turn its attention to the daunting task of not only crafting a fiduciary…
July 01, 2011
Barclays Wealth Adds 6 FAs from Merrill, Morgan Stanley & GoldmanThe new advisors join Barclays Wealth with about $1.1 billion in assets and $26 million in trailing 12-month fees and commissions.
July 01, 2011
Raymond James to Buy $650M of Allied Irish's Canadian LoansThe portfolio will be owned by Raymond James Bank and includes $500 million of outstanding loans.
June 30, 2011
Sale of Securities America, Morgan Keegan Hindered by Weak M&A EnvironmentContinuing liabilities and other fallout from the financial crisis has limited the pool of potential broker-dealer suitors.
June 29, 2011
Research Magazine Hall of Fame 2011: Call for EntriesAnnouncing Research Magazine’s advisor recognition programs: the Research Advisor Hall of Fame and Research Research ETF Advisor Hall of Fame.