Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
The 2013 SMA Managers of the Year; 2013 BD Presidents’ Poll and Reference Guide: June Investment Advisor—Slideshow
By Danielle AndrusFor the 2013 SMA Managers of the Year, uncertainty is just part of doing business, and it hasnt stopped them from outperforming their peers.
May 28, 2013
The 2013 Broker-Dealer Presidents’ PollFee compression, regulation, succession planning, technologythe more things change, the more they stay the same for the 58 leaders of independent broker-dealers we questioned exclusively for our annual survey
May 27, 2013
The 2013 IA 25 Slideshow: CEOsAs the leaders of major firms in the industry, these people could be fairly called the epicenter of influence.
May 24, 2013
Valerie Brown: The 2013 IA 25 Extended ProfileThe CEO and president of Cetera Financial Group said she grew up with a love for numbers and math. Her background in chemical engineering, which she called a perfect fit for the financial services industry, didnt hurt, either.
May 24, 2013
Ignore the Talking Baby and the Green Line, eMoney Advisor Warns InvestorsA YouTube video by eMoney Advisor takes aim at the argument that investors should make their own financial plans by following green lines and listening to talking babies.
May 23, 2013
Angie Herbers: The 2013 IA 25 Extended ProfileAngie Herbers has been working with financial advisors for over a decade and has been writing for Investment Advisor magazine for almost as long.
May 23, 2013
Edward Jones to Recruit 450-500 Military Vets in ’13The privately owned broker-dealer aims to expand 5% a year and hit 20,000 advisors nationwide by 2020, Mark Eberlin of Edward Jones says.
May 23, 2013
Tony Davidow, ‘Equal Weight Evangelist,’ Brings His Message to SchwabShortly after hiring Tony Davidow as its alternative beta and asset allocation strategist, Schwab filed regulatory papers for a lineup of ETFs that will use fundamental indexes.