Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Broker-Dealer Briefing: Advisors ‘Haven’t Fully Committed’ to Social Media, SEI Expert Says
By Janet LevauxRecent studies show that the general public and financial services firms are focused on the use of social media. Financial advisors, however, have room to catch up.
August 23, 2013
2013 Broker-Dealers of the Year: Eric Schwartz, Cambridge Investment Research—VideoDivision IV: Cambridge Investment Research Inc. Founder, Chairman and CEO: Eric Schwartz Years in Business: 32 Producing Reps: 2,241 Average Annual Gross…
August 23, 2013
2013 Broker-Dealers of the Year: Tim Murphy, Investors Capital Corp.Division III: Investors Capital Corp. President & CEO: Tim Murphy Years in Business: 20 Producing Reps: 454 Average Annual Gross Production per Rep:…
August 23, 2013
2013 Broker-Dealers of the Year: Russ Diachok, Geneos Wealth ManagementRuss Diachok, president and CEO of Geneos Wealth Management, talks to Investment Advisor Editor in Chief John Sullivan at the 2013 Broker-Dealers of the Year roundtable in Chicago.
August 23, 2013
2013 Broker-Dealers of the Year: Terry Frank, Century SecuritiesTerry Frank, managing director of Century Securities, talks to Investment Advisor Editor in Chief John Sullivan at the 2013 Broker-Dealers of the Year roundtable in Chicago.
August 23, 2013
The 2013 Broker-Dealers of the Year; Connecting With a New Demographic; BD Back-Office Challenges: September Investment Advisor — SlideshowOnce again, the reps have voted and named the best broker-dealers in the industry.
August 23, 2013
TDAI Awards Next Gen Scholarships to Recruit Young AdvisorsThese are the first scholarships TDAI has awarded since it established an annual Next Generation Scholarship Program earlier this year.
August 22, 2013
Raymond James Sees 34% Jump in July AUMMeanwhile, Charles Schwab reports $8.8 billion in net new assets for the month.