Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Middle-Age White Guys Need Not Apply: AIG’s Advisor Group Diversifies Recruitment
By Joyce HansonThe traditional image of the wirehouse-trained advisor serving strictly HNW white males is giving way as women challenge assumptions about who the average investor is.
May 02, 2013
LPL Financial Gains Ingham as Hybrid RIA AffiliateThe Florida-based firm has more than 10 advisors and $1.5 billion in assets under administration.
May 01, 2013
Elliot Weissbluth: The 2013 IA 25 Extended ProfileLast year, when we highlighted Elliot Weissbluth on the cover of our IA 25 issue, we said that he had changed the conversation on and about Wall Street. Where is that conversation now?
May 01, 2013
Wells’ FiNet, Morgan Stanley Nab 7 Merrill RepsPlus, EP Wealth Advisors gains advisors from Schwab and Bernstein for its Southern California operations.
April 29, 2013
The 2013 IA 25 Special ReportWith the 2013 IA 25, our 13th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
April 29, 2013
Crossing Paths: The 2013 IA 25With Investment Advisor's 11th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
April 29, 2013
We’re Back Baby!Phew! We made it back, finally. Im talking about the DJIA, of course. After years and years of giving us absolutely no comfort at all, the DJIA is back in record territory (assuming no great market collapse between now and press time).
April 29, 2013
FA Satisfaction as Measured by J. D. PowerSatisfaction among independent advisors made a nice improvement over the past year, while that of employee advisors declined slightly, according to the latest J.D. Power and Associates 2013 U.S. Financial Advisor Satisfaction Study.