Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Raymond James Shares New Tech, April Results
By Janet LevauxThe firm is recognized for an aggregator tool, and says its client assets are nearly $502 billion.
May 19, 2015
Dale Brown: Architect of FSI—The 2015 IA 35 for 35In a short 11 years, the Dale Brown-led FSI has grown in membership and budget while staying focused on IBD advocacy.
May 19, 2015
Merrill, Securities America & Commonwealth Add Reps From RivalsMeanwhile, Focus Financial shares news about its recent executive recruiting.
May 18, 2015
LPL Financial Expands HNW PushThe IBD rolls out consulting and other services after moving to restructure its Fortigent business.
May 16, 2015
Tom James: Who 'Changed Everything' at Raymond James—The 2015 IA 35 for 35Tom James became CEO of Raymond James Financial in 1970, succeeding his father Bob, and held that role until 2010; he remains chairman, and remains highly active on the big picture level for the company but also in recruiting new reps.
May 15, 2015
Advisors, You’ve Been Serve(d)! For ThinkAdvisor’s Military SurveyThinkAdvisor invites advisors to tell us about your military service so we can share your stories in our ongoing Advisors Who Serve(d) slideshows.
May 15, 2015
Edward Jones Among Best Employers for Military in 2015Edward Jones has been recognized by CivilianJobs.com as a 2015 Most Valuable Employer for Military for its efforts to recruit and train military veterans as financial advisors.
May 15, 2015
Forget Fiduciary: Real Battle Coming Over HarmonizationSEC "hasnt been doing its job for a long time," MarketCounsel CEO Brian Hamburger says, and the DOL fiduciary controversy obscures a bigger fight ahead.