Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
RCS, Schorsch Jump Into Crowdfunding
By Janet LevauxThe real estate group plans to build the platform, We R Crowdfunding, with assets it's acquiring from Trupoly. Is this a savvy move for RCAP?
July 17, 2014
Raymond James Taps Retirement Exec From Janney MontgomeryFrank McAleer, a nearly 30-year industry veteran, comes on board to focus on platform, other tools.
July 17, 2014
Is customer service getting worse?In recent years, the customer-service bar has been raised. Because customers have come to expect more, the service you used to deliver may no longer be enough.
July 16, 2014
Legacy Clients: What’s Missing in the Fee/Commission DebateA discussion on converting clients from commissions to fees raises some interesting points.
July 15, 2014
Senate vote set on NARAB billJohn Nichols said the enactment of NARAB would be a win for insurance agents and brokers, but more importantly its a win for consumers.
July 15, 2014
‘Mutual RIA’ With Advisor Profit Sharing Launched by LPL AffiliatesGood Life Advisor Systems aims to share profits with all of its partnering reps nationwide, not just principals.
July 14, 2014
Germany Still Industry Leader Despite Industrial Output DropA 1.8% decline in German industrial output, the sharpest plunge in more than two years, caused concern recently.
July 14, 2014
Waddell & Reed Fires Fund Manager, Names New PresidentTwo high-profile departures from the firm have caught Morningstar raters' attention.