Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Raymond James CEO: Deutsche Deal ‘Accelerates Shifts’ in HNW Space
By Janet LevauxCEO Paul Reilly also explains why and how the DOL fiduciary rule is frustrating, entailing costs across the industry.
April 26, 2016
Cetera Launches DOL Fiduciary Rule Survival Kit for AdvisorsA new platform from Cetera Financial Group will help advisors rapidly develop action plans to incorporate the DOLs updated fiduciary standard.
April 26, 2016
DOL Fiduciary Means Higher Costs, Robo Exploration: Raymond James ExecIndependent channel head Scott Curtis says many technology options are on the table but that the firm will not "disintermediate" its advisors.
April 25, 2016
Top Portfolio Products: New ETFs Reflect Social Media Buzz, Catholic ValuesThe latest ETF offerings include one that takes its direction from the buzz on social media and another that follows guidelines from the Catholic Church.
April 25, 2016
The New Influencers: The 2016 IA 25Our 14th annual list of the most influential people in and around the industry has a different cast this year.
April 25, 2016
Raymond James Taps Ex-Deutsche Exec, Kicks Off National ConfabThe group made the announcement as it moves forward with its purchase of the Deutsche private client unit in the U.S.
April 20, 2016
Raymond James' Q1 Profits Rise 11%, Beating EstimatesPrivate client net income also jumps 11% as assets and advisor headcount expand.
April 20, 2016
Recruiting Roundup: Merrill Lynch Picks Up 9 Reps With $1.5BMeanwhile, Raymond James adds two employee teams with $370 million and an indie advisor with $325 million.