Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Cetera Launches DOL Fiduciary Rule Survival Kit for Advisors
By Emily ZulzA new platform from Cetera Financial Group will help advisors rapidly develop action plans to incorporate the DOLs updated fiduciary standard.
April 25, 2016
The New Influencers: The 2016 IA 25Our 14th annual list of the most influential people in and around the industry has a different cast this year.
April 25, 2016
Raymond James Taps Ex-Deutsche Exec, Kicks Off National ConfabThe group made the announcement as it moves forward with its purchase of the Deutsche private client unit in the U.S.
April 20, 2016
Raymond James' Q1 Profits Rise 11%, Beating EstimatesPrivate client net income also jumps 11% as assets and advisor headcount expand.
April 20, 2016
Recruiting Roundup: Merrill Lynch Picks Up 9 Reps With $1.5BMeanwhile, Raymond James adds two employee teams with $370 million and an indie advisor with $325 million.
April 19, 2016
The Top 10 ‘Boomtowns’ in AmericaRealtor.com chose these neighborhoods based on their growth in households, jobs and housing starts.
April 15, 2016
Schwab Profits Up 36% in Q1 as Assets Flow Into ETF, Robo PlatformsThe firm says its ETF OneSource and Intelligent Portfolios have seen significant increases in recent months; RIA assets at $1.18 trillion.
April 15, 2016
Crestor developer sees sales doubling on lower-priced drugsShionogi is working on modestly priced, "small molecule" drugs.