Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Raymond James Advisors Help Save 75 in Houston
By Janet LevauxWeston Keenan and Kyle Hawthorne worked with others to rescue families affected by flooding from Hurricane Harvey.
August 31, 2017
LPL, Stratos Wealth Partners Welcome $311M TeamBarton Spector Wealth Strategies focuses on retirement income planning and cites the DOL rule for the move.
August 29, 2017
Website Simplifies the Hunt for Mutual Fund Fact SheetsMost advisors spend several dreary hours a week searching for fund fact sheets. RoboWholesaler helps streamline the process.
August 28, 2017
Active Funds Are Performing Better — for NowMorningstar's Active/Passive Barometer shows better performance by active funds this year but not long term.
August 28, 2017
Powerful PartnershipsShort business trips are often a grind, especially in the summer when lots of vacationers dominate the skies and airports.
August 28, 2017
Rock Solid: The 2017 Broker-Dealers of the YearExecutives from the four top BDs traded views on everything from succession planning to fees, commissions, regulation, RIA issues and charitable giving.
August 28, 2017
The Rules and the Runners Up: 2017 Broker-Dealers of the YearWork on the Broker-Dealers of the Year officially starts in March when we begin collecting performance information from firms for our Broker-Dealer Reference Guide.
August 22, 2017
CAPTRUST and CapTrust ReuniteThe two firms split in 1998 but had operated as part of the larger CapTrust organization.