Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
New HealthCare.gov Flexibility Could Ease 2018 Pain: Exec
By Allison BellSoftheon is hoping a new web broker access option will speed up the signup process.
August 10, 2017
In a Shift, Cetera to Gather Its BDs at '18 National ConferenceNews of the plans, which will include "firm-specific" events, is being shared in a decentralized fashion.
August 08, 2017
Kestra to Buy H. Beck, Add 600 Reps & Launch RoboCEO Poer says seller Securian is not exiting the broker-dealer business and will keep ownership of another BD.
August 04, 2017
Cappex.com Launches Free Multi-College Application PlatformStudents can apply to multiple participating colleges at no cost.
August 03, 2017
A Look Inside LPL’s DOL Fiduciary StrategyWhether the rule is enforced Jan. 1 or not, the IBD will go forward with its new compliance tools, LPL's Bill Morrissey told ThinkAdvisor.
August 02, 2017
Former Morgan Stanley, Advisor Group Execs Launch New Firm, Buy 2 BDsThe new firm, Atria Wealth Solutions, will be led by Doug Ketterer, Eugene Elias and Kevin Beard.
August 02, 2017
LPL Shares Q2 Recruiting Update, Sees Less DOL-Related UncertaintyCEO Dan Arnold discusses why the independent broker-dealer is upbeat on its recruiting pipeline for the rest of the year.
August 01, 2017
LPL Launching Robo-Advisor This MonthThe digital platform, Guided Wealth Portfolios, already has $14 million in assets and more than 700 clients.