Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Recruiter Tells Commonwealth, LPL Advisors: Don't Panic
By John ManganaroWhile the acquisition will have broad implications, LPL is an "absolute pro" at integrating advisors, Louis Diamond says.
March 24, 2025
Cambridge Appoints Ex-TD Ameritrade Exec as Tech ChiefSean Van Moorleghem was most recently a managing director at Charles Schwab.
March 24, 2025
Raymond James Hires COO for Independent ChannelRonice Barlow, formerly of Franklin Templeton, steps into a newly created role in the Independent Contractor Division.
March 20, 2025
The Big Firms That Gained, and Lost, the Most Advisors in 2024One firm added a net 2,923 advisors, while the "winning" wirehouse lost 55.
March 18, 2025
Ameriprise Says LPL, Advisor Defied Restraining OrderDouglas Kenoyer didn't return or destroy confidential client information as required, the firm says in a court filing.
March 14, 2025
Edward Jones Seeks to Shed ‘Cookie Cutter’ ImageNew comprehensive offerings are luring more experienced advisors, Managing Partner Penney Pennington tells ThinkAdvisor.
March 13, 2025
Why Edward Jones Is Shrinking Its Home OfficeWhile there's no headcount reduction target, reduced “overlap and bureaucracy” is expected, Managing Partner Penny Pennington tells ThinkAdvisor.
March 07, 2025
Goldman Gives Managers a Choice: Dallas, Salt Lake City or LeaveThe push aims to drive down costs and tap a pipeline of talent emerging in these regions.