Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Edward Jones Asks Court to Compel 6 Black Advisors to Arbitrate Bias Claims
By Dinah Wisenberg BrinA putative class-action lawsuit contends that the financial services firm discriminates in compensation, firings and promotions.
July 24, 2026
Cetera Names Head of Tax-Focused TeamCraig Bartlett will take the helm of Cetera Financial Specialists within the broker-dealer's tax and accounting channel.
July 23, 2026
Why AI Helps Advisor Value: Stifel CEORecruiting remains very competitive, Ron Kruszwekski maintains, even as fears over the technology's effects have plagued the industry.
July 23, 2026
Robinhood Prediction Market Revenue to Top Crypto: AnalystsAnalysts over the past few months highlighted a shift toward prediction markets on exchanges like Robinhood.
July 21, 2026
Hybrid Remains the Most Popular Advisor Channel: AdvizorProAbout 31% of wirehouse advisors are women, versus 19% of independent RIAs, a new report finds.
July 21, 2026
5 Big FINRA Moves in the Last 12 MonthsThe BD regulator has gotten the go-ahead to make several adjustments over the past year.
July 20, 2026
Why FINRA Is Requiring Less Exam Data From BDsThe regulator has reduced data requests for exams by 12% and will examine lower-risk firms less frequently.
July 16, 2026
Commonwealth Laying Off Home Office Staff: ReportThe move comes as LPL Financial integrates the firm, which it acquired in 2025.