Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL Has 'Reduced Pricing' to Help Advisors: CEO
By Janet LevauxLPL chief Dan Arnold discussed the firm's new services for advisors, like outsourcing, and how it is adapting to the commission-cutting trend.
October 24, 2019
Cadaret Grant Headquarters Relocating to New OfficesThe new offices will provide room for expansion, the broker-dealer says.
October 24, 2019
Schwab Launches Alternative Investment PlatformiCapital Network is the first third-party platform to join the Schwab Alternative Investment Marketplace.
October 24, 2019
Cambridge Nabs $2.5B Group: Recruiting RoundupMeanwhile, Stifel adds two Merrill reps, Raymond James picks up a Wells Fargo team, and Integrated Partners expands.
October 22, 2019
Cetera Offers 401(k) Advice via Fee-for-Service ModelThe service will bundle 401(k), financial and consulting advice in a single payment.
October 22, 2019
RIA Steward Partners Launches Indie ModelThe employee-owned partnership associated with Raymond James says the move comes "in response to increased advisor requests."
October 22, 2019
Raymond James' RIA Group Adds Free TradesThe move affects advisors affiliated with its Investment Advisors Division, not its broader indie and employee channels.
October 22, 2019
12 Top US Wealth Management FirmsAite Group finds many of the biggest financial services firms boosting their wealth management capabilities.