Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
AssetMark Adds SMAs to Advisor Platform
By Jeff BermanThe suite of 12 SMAs "empowers advisors to meet the changing needs of their clients," the firm says.
September 03, 2021
Advisor to Pay $841K for Charging Hidden Fees to Pro AthletesDouglas E. Elstun charged higher fees than clients had agreed to and invested in high-risk ETFs, the SEC says.
September 02, 2021
Orion Mulls More Acquisitions as It Folds In Brinker, HiddenLeversEric Clarke talked to ThinkAdvisor about crypto, its Brinker and HiddeLevers integrations and why Orion chose to hold an in-person conference.
September 02, 2021
Snappy Kraken Delays JOLT Conference: Tech RoundupMeanwhile, the UBS Investment Bank has given new funding to the Lynk AI-driven platform.
September 02, 2021
5 Steps for Becoming a Celebrity Thought LeaderHere are the keys to building the kind of influence that draws wealthy prospects, and other thought leaders, to you.
September 01, 2021
SEC Orders Massachusetts Firm to Pay $700K Over Cash Sweep ConflictsCantella & Co. allegedly placed client cash into cash sweep products through which the firm collected revenue-sharing payments.
August 31, 2021
Orion Zooms In on Growth, M&As and New Advisor Solutions at ConferenceNew solutions revealed at Ascent include Orion Cash and Credit, a joint venture with Focus Client Solutions.
August 30, 2021
12 Books to Help Advisors Invest SmarterTake a cue from Abe Lincoln and spend some time sharpening your investing axe.