Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Carson Sues Ex-Advisor for Alleged Client Poaching
By Melanie WaddellAn advisor who left Sweet Financial Partners, which the group acquired, is soliciting Sweet clients, according to a lawsuit.
October 15, 2025
The 4 Types of High-Growth AdvisorsMost top-perfoming advisors gravitate toward one or two of these growth personas, an Osaic study finds.
October 13, 2025
Pontera's Fight With Fidelity Over Platform Access Breaks Into the OpenThe firm's CEO says its system is secure and helps advisors better manage clients' held-away assets.
October 10, 2025
Schwab Advisor Network to Boost Client Asset Minimum to $2M"It’s not just a service adjustment; it’s a structural shift," an advisor said.
October 09, 2025
Orion Revamps Brand Fresh Off $5T MilestoneOrion executives Ron Pruitt and Betsy Perez tell ThinkAdvisor the brand change is more than symbolic.
October 08, 2025
Salesforce Breach Exposes Risk for Wealth Firms; Here Are 6 Steps to Take NowThe recent leak of 1 billion records should prompt renewed assessments of client data safety defenses.
October 08, 2025
3 Men Sentenced for Killing Advisor and Wife Kidnapped From Yacht: ReportsThey were reportedly fugitives before boarding the couple's catamaran and throwing them overboard in the Caribbean.
October 08, 2025
How to Build Advisor Trust in AINot all advisors are interested in using the technology, but many firm leaders see widespread adoption as essential.