Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Advisors Must Embrace ESG or Risk Losing Clients, a Top Merrill Advisor Says
By Jane Wollman RusoffFinancial advising has to be driven by a larger mission, private wealth advisor Raj Sharma tells ThinkAdvisor.
December 06, 2022
22 Places to 'See and Be Seen' Over the HolidaysDecember is an ideal time to meet wealthy individuals who avoid mingling the rest of the year.
December 06, 2022
Cetera Keeps First Allied Brand After BD Closure"First Allied remains a community" within Cetera Advisors but is "no longer a separate legal entity," said CEO Adam Antoniades.
December 05, 2022
10 Must-Dos for CFPs Who Advise Clients on CryptoThe CFP Board has released guidelines for advisors who counsel clients on crypto and related assets.
December 05, 2022
Firm Eases Financial Pain Points of Orthopedic SurgeonsThese busy physicians have high incomes and complex tax situations, Vestia Personal Wealth Advisors' Kameron Helmuth tells ThinkAdvisor.
December 05, 2022
4 Questions to Ask About Alternative Investments and Wealth ToolsAs more advisors turn to alternatives, how can they best combine their clients' investment and financial planning information?
December 05, 2022
How Mutual Fund Revenue Sharing Hurts Retirement SaversA new NBER paper finds strong evidence to suggest revenue sharing increases costs and lowers net-of-fee performance.
December 05, 2022
SEC Risk Alert Highlights Firms' Identity Theft FailuresThe agency found violations that could leave customers vulnerable to identity theft and financial loss.