Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
12 Actions TD Ameritrade Advisors Should Take During Schwab Transition
By Jeff BermanThese moves will help advisors at each firm optimize their businesses, according to F2 Strategy.
March 22, 2023
3 Ways RIAs Without a BD Have an EdgeIndependent RIAs enjoy benefits tied to dual clearing, open technology and compliance arrangements.
March 22, 2023
Kitces.com to Provide Educational Content to Simply Paraplanner AdvisorsThe advisors will also receive discounts on Kitces Summits and training on financial planning software.
March 21, 2023
Advisor Charged With Defrauding Clients in Annuity Switching SchemeClients incurred over $640,000 in surrender charges, according to the SEC.
March 21, 2023
10 Sobering Stats on Retirement Planning in 2023New research from Fidelity shows market volatility and workforce disruptions have dented retirement readiness.
March 21, 2023
How to Get Clients Back on Track After an Unexpected RetirementPrivate wealth advisor Jill Williams uses her personal experience to help prepare clients for unplanned situations.
March 21, 2023
Pandemic-Era Debt Weakened Retirement ReadinessA new paper finds a correlation between short-term debt problems and preparedness for retirement.
March 20, 2023
More Retirees to Face Taxes on Their Social Security Benefits This YearCurrent income thresholds aren't adjusted for inflation, leading some advocacy groups to call for reform.