Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Do This Instead of Moving Up Market: Skip Schweiss
By John ManganaroThe former TD Ameritrade exec, now CEO of Sierra Investment Management, tells ThinkAdvisor what RIAs should focus on.
January 25, 2023
CFP Board to Split Into 2 Nonprofit GroupsThe reorganization won't affect CFP requirements or the setting and enforcement of certification standards, the group says.
January 25, 2023
Penny Phillips: 4 'Expert' Business Tips Advisors Can IgnoreJust because expert advice works for one or hundreds of advisors doesn't mean it'll work for your practice.
January 25, 2023
Get Ready to Resume RMDs From Inherited IRAs in 2023Advisors and clients should be prepared because the IRS is expected to act this year, income experts say.
January 25, 2023
Cetera to Buy Securian Financial's Wealth UnitThe deal includes 1,000 financial professionals and 30 firms working with a total of $72.2 billion in assets.
January 25, 2023
New Recruits Brought $8.5B to Kestra in 2022The firm added 80 advisors and brokers, many citing Kestra's size as a reason for joining the network.
January 24, 2023
Secure 2.0 Drafting Error Threatens Catch-Up ContributionsExperts like Ed Slott say a technical correction is likely.
January 24, 2023
Why Your Next Go-To CPA Partner Could Be OffshoreFinancial planning professionals will have to search harder and harder for trusted CPA partners in the coming years.