Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Cetera Takes Minority Stake in $1.7B Firm
By Jeff BermanThe BD/RIA has made a strategic investment in Overland Park, Kansas-based Prosperity Advisors.
February 08, 2023
How a 36-Year-Old CEO Finds Time for 3 Firms, a Podcast, Fiction Writing ...LUMINARIES winner Matt Reiner describes himself as a "recovering perfectionist" who puts "thinking time" on his calendar.
February 08, 2023
Please Take Politics Out of Social Security Reform: Martha SheddenThere is far more agreement than disagreement about the ways to fix Social Security, Shedden says.
February 07, 2023
'Everything Is on the Table' in CFP Competency Standards ReviewThis includes the requirement that all CFP professionals have at least a bachelor's degree.
February 07, 2023
Secure 2.0 Equal Parts Exciting and Confusing for Business OwnersThe enthusiasm for the landmark law's retirement provisions is matched only by the scope of the changes it makes.
February 07, 2023
Ex-LPL, Wells Fargo Rep Pleads Guilty to Stealing $600K From ClientsThe now-barred broker used clients' money to fund gambling and personal expenses, according to the Justice Department.
February 07, 2023
The Time to Solve Retirement Income Has Arrived: Wade PfauYears of work have created the tools necessary to solve retirement income planning at scale, Pfau tells ThinkAdvisor.
February 06, 2023
United Advisor Group Launches as RIA AggregatorThe new firm has selected Goldman Sachs Advisor Solutions as its custodian.