Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
8 Financial Managers Indicted in $72M Scheme
By Jeff BermanThe defendants scammed at least 200 clients, according to prosecutors.
April 11, 2023
RBC Picks Up $1B First Republic TeamRBC's reputation of financial strength and dedication to supporting advisors were reasons cited for the move.
April 11, 2023
How Many CFP Exam Takers Passed the Latest Test?A record number of candidates sat for the most recent certification exam, according to the CFP Board.
April 10, 2023
Firm Founder Sentenced to 15 Years in Prison For FraudThe ex-Infinity Q Capital Management CIO was sentenced for his role in a mismarking scheme.
April 10, 2023
Anxiety Abounds as Americans Contemplate Social Security, Market RisksMost Americans feel they can't "count on" Social Security for a dignified retirement, a new survey shows.
April 07, 2023
Social Security Has a Longevity ProblemA retirement expert explains how the Social Security Trust Funds' solvency shortfall could hurt working and retired Americans.
April 06, 2023
Morgan Stanley's 1GT Invests in AI-Focused Analytics Startup: Tech RoundupIn addition, Orion's Redtail platform has integrated with Flourish.
April 05, 2023
Former Goldman Sachs Execs Launch RIA AggregatorModern Wealth Management recently received $200 million in private equity financing from Crestview Partners.